EFIS 81, July 2018 : Money Laundering - Law Society

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The Law Society has amended these forms after the publication of the second edition of the Law Society's Anti Money Laundering Toolkit.

This second edition of the Toolkit reflects changes which the Money Laundering Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 introduced to implement the EU's 4th Money Laundering Directive as well as amendments to the Proceeds of Crime Act 2002 which the Criminal Finances Act 2017 implemented.

Subscribers to this range are therefore invited to use the latest versions of the anti-money laundering AML01-AML11 forms.

For details of field amendments please go to: www.oyezforms.co.uk/fieldchanges

Forms affected

AML01	Record of appointment of the MLCO and the MLRO	New/Amended
AML02	Risk mitigation form	New/Amended
AML03	Private client inception form	New/Amended
AML04	Entity or legal arrangement client inception form	New/Amended
AML05	Client PEP form	New/Amended
AML06	MLRO log of PEP and high-risk clients	New/Amended
AML07	MLRO query log	New/Amended
AML08	Internal report form	New/Amended
AML09	MLRO decision form	New/Amended
AML10	Compliance monitoring form	New/Amended
AML11	MLRO/MLCO report to management	New/Amended

Crown copyright forms are reproduced with the permission of the Controller of the Stationery Office. Law Society forms are reproduced with the permission of the Law Society. Legal Aid Forms are produced with the permission of the LSC.